May 18, 2023

Webcast Replay

2 CPE Credits

EBPAQC 401(k) Basics: Part 3 – Distribution Testing, Investments, and Audit Wrap-Up

May 18, 2023
Webcast Replay
2 CPE Credits

EBPAQC 401(k) Basics: Part 3 – Distribution Testing, Investments, and Audit Wrap-Up

  • Instructor

    Marilee
    Lau

Enhance your 401(k) investment knowledge (bold)

A person’s choice to enroll in a 401(k) plan is easier than choosing how to invest their contributions.

Join us for insights on various types of 401(k) plan investments and to learn about:

– Investment disclosures
– Frequent issues surrounding investment disclosures
– ERISA Section 103(a)(3)(C) and non-section 103(a)(3)(C) audits
– Hot topics for the 2022 audit season

Learning Objectives

*Identify various types of plan investments *Distinguish required investment disclosures *Recall unique qualities of ERISA Section 103(a)(3)(C) and non-section 103(a)(3)(C) audits *Identify the common issues and errors typically seen in these areas *Recognize current and hot issues for the 2022 audit season

Major Topics

• Auditing
• Types of 401(k) plan investments
• Investment disclosures
• ERISA Section 103(a)(3)(C) and non-section 103(a)(3)(C) audits
• Hot topics for the 2022 audit season

CPE Credits Available

2 CPE Credits
1
Accounting
1
Auditing

Things to Know About This Course

Course Level

  • Basic

Professional Area of Focus

  • Accounting & Auditing
  • Accounting and Auditing

Prerequisites

None

Advanced Preparation

None

Intended Audience

*CPAs CGMAs based in the U.S. *Accounting and finance professionals *Auditors new to 401(k) plan auditing

Provider

AICPA

This event has ended.