Learn the strategies applicable to implementing portfolio management, from selecting an investment adviser to populating the investment portfolio and completing the investment research necessary to ensure compliance with the Investment Policy Statement.
Learning Objectives
Apply SSPFPS No. 1 to an implementation engagement in which products are being recommended.;Recognize the minimum criteria to be met in the selection of an investment adviser.;Recall the source of information for FINRA BrokerCheck.;Identify the primary functions for calculating the time value of money.;Differentiate among the types of indifference curves.;Select an appropriate market index as a benchmark for an investment client's portfolio.
Major Topics
Investment manager selection;Research organizations;Portfolio management basics
