On-Demand


3 CPE

Creating the Investment Policy Statement

On-Demand
3 CPE

Learning Objectives

Differentiate among the various types of tax rates for capital assets.;Recall tax treatment of basis in IRC Section 1091 transactions.;Determine the taxation of a loss on IRC Section 1244 stock.;Recall the impact the investment time horizon has on an investment portfolio.;Identify special liquidity considerations.;Recognize the legal obligation mandated by an investment policy statement.;Identify the components of an investment policy statement.

Major Topics

Comparison of SOC 1, SOC 2 and SOC 3 reports;Standards and guidance relevant and applicable to SOC for service organizations examinations;SOC 1 and SOC 2 Planning, executing and reporting considerations;Evaluating the suitability of criteria;Responsibilities of management of the service organization;Evaluating the design of controls;Identifying subservice organizations;Understanding the content of the description;Trust Services Principles and Criteria and the new Trust Services Criteria

CPE Credits Available

3 CPE
3
Specialized Knowledge

Things to Know About This Course

Course Level

  • Intermediate

Professional Area of Focus

  • Leadership
  • Pracitioner
  • Pracitioner's
  • Pracitioners

Prerequisites

Basic knowledge of the areas of personal financial planning (PFP)

Advanced Preparation

None

Provider

AICPA

Purchase This Course

  • MACPA Member

    $ 79 79
    Join
  • MACPA Non-Member

    $ 99 99
    Your Price

Please login to register.