The Employee Benefit Plan Audit Conference equips CPAs who audit Employee Benefit Plans (EBPs) with guidance on planning and performing more efficient and effective audits in accordance with the AICPA Audit and Accounting Guide and Department of Labor audit requirements.
This replay features the following sessions:
DOL Update
Speakers: Jennifer Keim, CPA, CEBS, EBSA & Marcus Aron, CPA, CGMA, U.S. Dept. of Labor
Hear the latest update from the Department of Labor.
How to Properly Identify and Respond to Risk
Speakers: Carl Mayes, CPA & Phil Mills, CPA, Aprio, LLC
Every employee benefit plan audit engagement requires the auditor to identify risks and tailor the audit plan to the specific plan being audited. Each plan has unique provisions, personnel, and circumstances that necessitate a thorough risk assessment process. This includes evaluating internal controls, performing risk assessments, and customizing the audit programs accordingly. Audit planning is a crucial phase of any audit engagement, and it is essential to understand how to identify and respond to risks to ensure compliance with auditing and regulatory standards.
